Legal & Compliance Manager

Continuously monitoring changes in laws and regulations that affect the company and ensuring prompt compliance with new requirements.

Identifying potential legal and compliance risks and developing strategies to mitigate these risks.

Building and maintaining effective relationships with regulatory authorities, legal advisor, auditors, and other stakeholders.

Develop, implement, and maintain compliance policies and procedures specifically tailored to the NBFC sector.

Monitor and ensure adherence to regulatory requirements set forth by the Reserve Bank of India (RBI) or relevant authorities.

Conduct regular risk assessments and compliance audits to identify and mitigate potential issues.

Train and educate staff on NBFC compliance standards and regulatory changes.

Manage reporting to regulatory bodies, including filing necessary reports and responding to inquiries.

Stay updated on evolving NBFC regulations and industry best practices.

Collaborate with other departments to address compliance-related matters and maintain a culture of compliance throughout the organization.

Investigate and resolve compliance violations and issues promptly.

You will highlight any issues which are likely to have revenue implications and exposure to legal, financial and statutory risks.

To ensure that the contracts and other documents for business secure Company’s interests and are compliant with laws, regulations and internal policies.

Develops contract terms, conditions and modifications of commercial agreements including confidentiality, Business Terms etc

Managing and reviewing labour law compliances.

Qualifications: 

We are looking for qualified CS, LLB preferred.

A minimum of 4+ years of experience in compliance or risk management within the financial services industry, preferably in a fintech/nbfc company. 

Thorough understanding of Indian financial regulations, including RBI guidelines, AML/CFT requirements, and data protection laws. Strong knowledge of compliance best practices and industry standards in the fintech sector, including adherence to RBI guidelines. 

Excellent analytical and problem-solving skills, with the ability to identify and mitigate compliance risks effectively. 

Proven experience in developing and implementing compliance programs, policies, and controls in accordance with RBI guidelines. 

Ability to work independently and make decisions in a fast-paced and dynamic environment. Exceptional communication skills, both verbal and written, with the ability to convey complex regulatory concepts to stakeholders at all levels. 

Detail-oriented with a strong commitment to accuracy and quality.