About the role
✨ Your mission Swan’s compliance team keep our banking features safe and secure, and always have to think about the best way to combine multiple areas: business, legal, regulatory, customer support, and more. Swan is both a technology company and a financial services company, and our Compliance team makes these pieces fit together! As an Electronic Money Institution, Swan faces many legal and regulatory challenges when conducting its business and operations : Fighting money laundering, protecting clients’ funds, working with legitimate partners, etc. As our Compliance Officer in Spain, you will play a crucial role in ensuring our operations remain in line with regulatory
requirements. You will have
the role of AMLRO for Spain. ✨ Main tasks Here is a snapshot of the
responsibilities you’d be trusted with : Managing Regulatory Changes: Stay ahead of and implement regulatory changes in Spain. Regulatory Submissions: Owner of submitting regulatory documents under the supervision of the Head of Compliance. Escalation Point: Act as the escalation point for investigations conducted by FinCrime Analysts. Business Use Cases: Explore regulatory aspects of various business use cases. New Products and Services: Assess regulatory aspects of new products and services. Compliance Documentation: Contribute to the maintenance of our internal documentation, ensuring accuracy and compliance with industry standards. Regulatory Watch: Conduct regulatory watch on Spanish banking supervision matters to keep the organization informed and compliant. Regulatory bodies : Serve as the primary point of contact for Spanish regulatory bodies (Banco de España / SEPBLAC / CNMV)